Disclosures

Disclosures and Privacy

MANDATORY CLIENT DISCLOSURES
Advisory services are offered through Symphony Financial Planning, LLC, a State of California Registered Investment Advisor. SFP does not render or offer to render personalized investment advice or financial planning advice through this web site. Advice can only be rendered after the following conditions are met:

  • Registration of the Advisor in the client’s state of residence, or qualifies for an exemption or exclusion from registration requirements.
  • Delivery of a disclosure statement by the Advisor to the client.
  • Execution of an Investment Advisory and or Financial Planning agreement between the client and the Advisor.

The information on this web site is based on data gathered from what the Advisor believes are reliable sources. It is not guaranteed as to accuracy, and does not purport to be complete, and is not intended as the primary basis for investment decisions. It should also not be construed as advice meeting the particular investment needs of any investor.

Any investments or strategies suggested may or may not be suitable for all investors. Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Advisor), will be profitable or equal any historical performance level(s).

Advisor is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

PRIVACY POLICY
Protecting your privacy is important to Symphony Financial Planning, LLC. To conduct regular business, we may collect nonpublic personal information from sources such as:

  • Information reported by you on applications or other forms you provide to us
  • Information you provide during business conversations and meetings
  • Information about your transactions with us, our affiliates, or others

Symphony Financial Planning, LLC shares nonpublic information solely to service our client accounts. We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law. With your permission, we will share information with other professionals and organizations with whom you work, such as tax professionals, attorneys, and investment companies, in order to provide the services you have requested from us.

INFORMATION SAFEGUARDING
Symphony Financial Planning, LLC will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account. In addition, we will maintain physical, electronic, and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information.